case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 07068, New Jersey final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 08536, New Jersey final_close_reason: Closed after Correspondence final_close_date: 6/14/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 10016, New York final_close_reason: Closed after Correspondence final_close_date: 7/15/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 10305, New York final_close_reason: Closed after Correspondence final_close_date: 6/1/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 60077, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/6/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 94538, California final_close_reason: Closed after Correspondence final_close_date: 6/1/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 96003, California final_close_reason: Closed after Correspondence final_close_date: 6/28/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 08873, New Jersey final_close_reason: Closed after Correspondence final_close_date: 7/26/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 07080, New Jersey final_close_reason: Closed after Correspondence final_close_date: 7/6/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 08244, New Jersey final_close_reason: Closed after Correspondence final_close_date: 7/6/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 60069, Illinois final_close_reason: Closed after Correspondence final_close_date: 9/27/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 60435, Illinois final_close_reason: Closed after Correspondence final_close_date: 9/27/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 56728, Minnesota final_close_reason: Closed after Correspondence final_close_date: 9/20/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 75024, Texas final_close_reason: Closed after Correspondence final_close_date: 9/2/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 27616, North Carolina final_close_reason: Closed after Correspondence final_close_date: 6/7/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 34748, Florida final_close_reason: Closed after Correspondence final_close_date: 8/23/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 32955, Florida final_close_reason: Closed after Correspondence final_close_date: 8/23/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 89502, Nevada final_close_reason: Closed after Correspondence final_close_date: 12/7/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 98816, Washington final_close_reason: Closed after Correspondence final_close_date: 3/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 98032, Washington final_close_reason: Closed after Correspondence final_close_date: 12/13/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 97386, Oregon final_close_reason: Closed after Correspondence final_close_date: 12/20/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 95370, California final_close_reason: Closed after Correspondence final_close_date: 12/13/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 90058, California final_close_reason: Closed after Correspondence final_close_date: 12/7/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 11570, New York final_close_reason: Closed after Correspondence final_close_date: 3/7/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 04032, Maine final_close_reason: Closed after Correspondence final_close_date: 10/18/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 02421, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 8/12/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 02379, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 8/12/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 02472, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 8/2/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 22101, Virginia final_close_reason: Closed after Correspondence final_close_date: 12/20/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 11701, New York final_close_reason: Closed after Correspondence final_close_date: 8/2/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 02919, Rhode Island final_close_reason: Closed after Correspondence final_close_date: 8/2/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 10509, New York final_close_reason: Closed after Correspondence final_close_date: 7/19/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 10019, New York final_close_reason: Closed after Correspondence final_close_date: 7/19/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 14609, New York final_close_reason: Closed after Correspondence final_close_date: 7/19/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 44145, Ohio final_close_reason: Closed after Correspondence final_close_date: 12/13/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 08053, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/27/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 7660, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/27/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 32751, Florida final_close_reason: Closed after Correspondence final_close_date: 9/27/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 18324, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 7/26/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 53204, Wisconsin final_close_reason: Closed after Correspondence final_close_date: 7/6/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 50621, Iowa final_close_reason: Closed after Correspondence final_close_date: 9/27/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 21236, Maryland final_close_reason: Closed after Correspondence final_close_date: 8/2/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 20770, Maryland final_close_reason: Closed after Correspondence final_close_date: 8/20/2010 penalty_amount: $50,001 - $100,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 20036, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 10/1/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 22304, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/27/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 07003, New Jersey final_close_reason: Closed after Correspondence final_close_date: 2/22/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 77024, Texas final_close_reason: Closed after Correspondence final_close_date: 11/15/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 38017, Tennessee final_close_reason: Closed after Correspondence final_close_date: 11/15/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 77056, Texas final_close_reason: Closed after Correspondence final_close_date: 7/19/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 95076, California final_close_reason: Closed after Correspondence final_close_date: 7/26/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 50021, Iowa final_close_reason: Closed after Correspondence final_close_date: 8/23/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 94108, California final_close_reason: Closed after Correspondence final_close_date: 8/23/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 92069, California final_close_reason: Closed after Correspondence final_close_date: 8/23/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 19047, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 8/12/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 10018, New York final_close_reason: Closed after Correspondence final_close_date: 11/1/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 60609, Illinois final_close_reason: Closed after Correspondence final_close_date: 6/27/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 83405, Idaho final_close_reason: Closed after Correspondence final_close_date: 11/1/2010 penalty_amount: $50,001 - $100,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 30319, Georgia final_close_reason: Closed after Correspondence final_close_date: 10/4/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 35805, Alabama final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 91311, California final_close_reason: Closed after Correspondence final_close_date: 11/8/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 78746, Texas final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 10014, New York final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 68118, Nebraska final_close_reason: Closed after Correspondence final_close_date: 11/1/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 10011, New York final_close_reason: Closed after Correspondence final_close_date: 11/1/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 92660, California final_close_reason: Closed after Correspondence final_close_date: 11/1/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 32266, Florida final_close_reason: Closed after Correspondence final_close_date: 11/8/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 03743, New Hampshire final_close_reason: Closed after Correspondence final_close_date: 12/6/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 37090, Tennessee final_close_reason: Closed after Correspondence final_close_date: 11/8/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 22314, Virginia final_close_reason: Closed after Correspondence final_close_date: 11/8/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 44708, Ohio final_close_reason: Closed after Correspondence final_close_date: 12/6/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 81621, Colorado final_close_reason: Closed after Correspondence final_close_date: 2/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 10018, New York final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 77040, Texas final_close_reason: Closed after Correspondence final_close_date: 1/28/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 49013, Michigan final_close_reason: Closed after Correspondence final_close_date: 1/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 08012, New Jersey final_close_reason: Closed after Correspondence final_close_date: 1/3/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 60062, Illinois final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 30082, Georgia final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 72205, Arkansas final_close_reason: Closed after Correspondence final_close_date: 2/22/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 92821, California final_close_reason: Closed after Correspondence final_close_date: 3/28/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 38141, Tennessee final_close_reason: Closed after Correspondence final_close_date: 4/4/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 12192, New York final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 78209, Texas final_close_reason: Closed after Correspondence final_close_date: 4/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 60126, Illinois final_close_reason: Closed after Correspondence final_close_date: 4/4/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 91203, California final_close_reason: Closed after Correspondence final_close_date: 3/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 85382, Arizona final_close_reason: Closed after Correspondence final_close_date: 8/2/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 02331, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 12/13/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 44115, Ohio final_close_reason: Closed after Correspondence final_close_date: 11/1/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 89119, Nevada final_close_reason: Closed after Correspondence final_close_date: 2/24/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 95131, California final_close_reason: Closed after Correspondence final_close_date: 2/24/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 98033, Washington final_close_reason: Closed after Correspondence final_close_date: 8/2/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 34609, Florida final_close_reason: Closed after Correspondence final_close_date: 12/13/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 80918, Colorado final_close_reason: Closed after Correspondence final_close_date: 12/7/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 64111, Montana final_close_reason: Closed after Correspondence final_close_date: 1/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 47562, Indiana final_close_reason: Closed after Correspondence final_close_date: 1/18/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 17851, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 1/28/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 52722, Indiana final_close_reason: Closed after Correspondence final_close_date: 12/7/2010 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 90733, California final_close_reason: Closed after Correspondence final_close_date: 6/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 75093, Texas final_close_reason: Closed after Correspondence final_close_date: 12/20/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 49028, Michigan final_close_reason: Closed after Correspondence final_close_date: 3/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 15108, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 80246, Colorado final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 07936, New Jersey final_close_reason: Closed after Correspondence final_close_date: 11/29/2010 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 06795, Connecticut final_close_reason: Closed after Correspondence final_close_date: 1/3/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2008 plan_admin_zip_state: 22043, Virginia final_close_reason: Closed after Correspondence final_close_date: 2/7/2011 penalty_amount: $10,001 - $50,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 88220, New Mexico final_close_reason: Closed after Correspondence final_close_date: 2/21/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 32084, Florida final_close_reason: Closed after Correspondence final_close_date: 2/13/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 10010, New York final_close_reason: Closed after Correspondence final_close_date: 2/27/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 75254, Texas final_close_reason: Closed after Correspondence final_close_date: 6/3/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 20852, Maryland final_close_reason: Closed after Correspondence final_close_date: 10/26/2009 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 98662, Washington final_close_reason: Closed after Correspondence final_close_date: 10/26/2009 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 10457, New York final_close_reason: Closed after Correspondence final_close_date: 12/6/2010 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 92025, California final_close_reason: Closed after Correspondence final_close_date: 2/28/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 70125, New Orleans final_close_reason: Closed after Correspondence final_close_date: 2/28/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 97217, Oregon final_close_reason: Closed after Correspondence final_close_date: 2/14/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 19083, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 2/28/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 19083, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 2/28/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 06906, Connecticut final_close_reason: Closed after Correspondence final_close_date: 1/23/2011 penalty_amount: $10,001 - $50,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 08852, New Jersey final_close_reason: Closed after Correspondence final_close_date: 12/6/2010 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 18901, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 1/19/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 92805, California final_close_reason: Closed after Correspondence final_close_date: 12/6/2010 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 44132, Ohio final_close_reason: Closed after Correspondence final_close_date: 2/28/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 60202, Illinois final_close_reason: Closed after Correspondence final_close_date: 1/24/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 44432, Ohio final_close_reason: Closed after Correspondence final_close_date: 12/6/2010 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 49412, California final_close_reason: Closed after Correspondence final_close_date: 1/10/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 86326, Arizona final_close_reason: Closed after Correspondence final_close_date: 12/13/2010 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 37122, Tennessee final_close_reason: Closed after Correspondence final_close_date: 12/6/2010 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 37617, North Carolina final_close_reason: Closed after Correspondence final_close_date: 12/13/2010 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 67401, Kansas final_close_reason: Closed after Correspondence final_close_date: 2/28/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 79101, Texas final_close_reason: Closed after Correspondence final_close_date: 1/10/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 94303, North Carolina final_close_reason: Closed after Correspondence final_close_date: 1/18/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 78767, Texas final_close_reason: Closed after Correspondence final_close_date: 1/10/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 08046, New Jersey final_close_reason: Closed after Correspondence final_close_date: 1/18/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 19801, Delaware final_close_reason: Closed after Correspondence final_close_date: 3/4/2011 penalty_amount: $10,001 - $50,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 10001, New York final_close_reason: Closed after Correspondence final_close_date: 1/3/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 25419, West Virginia final_close_reason: Closed after Correspondence final_close_date: 1/24/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 46140, Indiana final_close_reason: Closed after Correspondence final_close_date: 1/3/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 24013, Virginia final_close_reason: Closed after Correspondence final_close_date: 1/24/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2008 plan_admin_zip_state: 03106, New Hampshire final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10956, New York final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 32714, Florida final_close_reason: Closed after Correspondence final_close_date: 11/21/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07080, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 04943, Maine final_close_reason: Closed after Correspondence final_close_date: 9/16/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 06460, Connecticut final_close_reason: Closed after Correspondence final_close_date: 7/5/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11735, New York final_close_reason: Closed after Correspondence final_close_date: 5/9/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 89120, Nevada final_close_reason: Closed after Correspondence final_close_date: 5/9/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 06410, Connecticut final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10006, New York final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 25313, West Virginia final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 48150, Michigan final_close_reason: Referred for Further Action final_close_date: 9/20/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 01876, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19403, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 12/27/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19382, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 4/4/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19341, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 4/4/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91710, California final_close_reason: Closed after Correspondence final_close_date: 3/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92021, California final_close_reason: Referred for Further Action final_close_date: 3/21/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 46507, Indiana final_close_reason: Closed after Correspondence final_close_date: 3/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60007, Illinois final_close_reason: Closed after Correspondence final_close_date: 3/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 67530, Kansas final_close_reason: Closed after Correspondence final_close_date: 3/28/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 49262, Michigan final_close_reason: Closed after Correspondence final_close_date: 4/18/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 55422, Minnesota final_close_reason: Closed after Correspondence final_close_date: 4/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 30303, Georgia final_close_reason: Closed after Correspondence final_close_date: 4/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20024, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 4/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 06851, Connecticut final_close_reason: Closed after Correspondence final_close_date: 3/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22182, Virginia final_close_reason: Closed after Correspondence final_close_date: 3/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22209, Virginia final_close_reason: Closed after Correspondence final_close_date: 3/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20110, Virginia final_close_reason: Closed after Correspondence final_close_date: 3/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 97222, Oregon final_close_reason: Referred for Further Action final_close_date: 3/22/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91605, California final_close_reason: Closed after Correspondence final_close_date: 4/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91306, California final_close_reason: Closed after Correspondence final_close_date: 3/28/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 90401, California final_close_reason: Closed after Correspondence final_close_date: 3/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91733, California final_close_reason: Closed after Correspondence final_close_date: 5/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92037, California final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 28472, North Carolina final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75287, Texas final_close_reason: Closed after Correspondence final_close_date: 3/21/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 33155, Florida final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29406, South Carolina final_close_reason: Closed after Correspondence final_close_date: 3/21/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 32256, Florida final_close_reason: Closed after Correspondence final_close_date: 4/4/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 42748, Kentucky final_close_reason: Closed after Correspondence final_close_date: 7/11/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 42642, Kentucky final_close_reason: Closed after Correspondence final_close_date: 4/4/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 67530, Kansas final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 89118, Nevada final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 71112, Louisiana final_close_reason: Closed after Correspondence final_close_date: 5/31/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10012, New York final_close_reason: Closed after Correspondence final_close_date: 7/5/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92587, California final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 78746, Texas final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75254, Texas final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75208, Texas final_close_reason: Closed after Correspondence final_close_date: 3/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 79407, Texas final_close_reason: Closed after Correspondence final_close_date: 3/7/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94043, California final_close_reason: Closed after Correspondence final_close_date: 3/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 87401, New Mexico final_close_reason: Closed after Correspondence final_close_date: 3/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 30319, Georgia final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92406, California final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11417, New York final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20763, Maryland final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 12224, New York final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 15222, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 7/18/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 52722, Iowa final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 14902, New York final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 48917, Michigan final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11214, New York final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95054, California final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 08872, New Jersey final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10001, New York final_close_reason: Closed after Correspondence final_close_date: 5/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 17055, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 7/5/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10956, New York final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10455, New York final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20036, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 7/5/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 89128, Nevada final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77842, Texas final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 14221, New York final_close_reason: Closed after Correspondence final_close_date: 12/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20006, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07962, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 40223, Kentucky final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11105, New York final_close_reason: Closed after Correspondence final_close_date: 7/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19103, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 7/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19047, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19403, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 7/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92121, California final_close_reason: Closed after Correspondence final_close_date: 7/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92029, California final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60606, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60607, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60606, Illinois final_close_reason: Closed after Correspondence final_close_date: 6/20/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 64086, Missouri final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 066101, Kansas final_close_reason: Closed after Correspondence final_close_date: 4/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22150, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20774, Maryland final_close_reason: Closed after Correspondence final_close_date: 5/31/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22031, Virginia final_close_reason: Closed after Correspondence final_close_date: 5/31/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29945, South Carolina final_close_reason: Closed after Correspondence final_close_date: 5/2/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60487, Illinois final_close_reason: Closed after Correspondence final_close_date: 4/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22314, Virginia final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 33133, Florida final_close_reason: Closed after Correspondence final_close_date: 4/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 28213, North Carolina final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29081, South Carolina final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29501, South Carolina final_close_reason: Closed after Correspondence final_close_date: 9/6/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29072, South Carolina final_close_reason: Closed after Correspondence final_close_date: 5/2/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 30305, Georgia final_close_reason: Closed after Correspondence final_close_date: 7/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 32804, Florida final_close_reason: Closed after Correspondence final_close_date: 5/11/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 33116, Florida final_close_reason: Closed after Correspondence final_close_date: 5/9/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 34103, Florida final_close_reason: Closed after Correspondence final_close_date: 5/9/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 34110, Florida final_close_reason: Closed after Correspondence final_close_date: 5/16/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 33131, Florida final_close_reason: Closed after Correspondence final_close_date: 5/31/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07018, New Jersey final_close_reason: Closed after Correspondence final_close_date: 5/9/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95828, California final_close_reason: Closed after Correspondence final_close_date: 5/9/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94563, California final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94563, California final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 71270, Louisiana final_close_reason: Closed after Correspondence final_close_date: 6/21/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 79925, Texas final_close_reason: Closed after Correspondence final_close_date: 2/6/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75231, Texas final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75225, Texas final_close_reason: Closed after Correspondence final_close_date: 9/23/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77013, Texas final_close_reason: Closed after Correspondence final_close_date: 7/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 18017, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 7/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92841, California final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95131, California final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 17868, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 87501, New Mexico final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 84126, Utah final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 97227, Oregon final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91301, California final_close_reason: Closed after Correspondence final_close_date: 7/11/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 99752, Alaska final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 99508, Alaska final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 97383, Oregon final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95670, California final_close_reason: Closed after Correspondence final_close_date: 2/13/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95134, California final_close_reason: Closed after Correspondence final_close_date: 11/18/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94105, California final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94104, California final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94404, California final_close_reason: Closed after Correspondence final_close_date: 9/12/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91406, California final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 90028, California final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91710, California final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95050, California final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 48309, Michigan final_close_reason: Closed after Correspondence final_close_date: 5/4/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 90017, California final_close_reason: Closed after Correspondence final_close_date: 10/11/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 30144, Georgia final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11797, New York final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75251, Texas final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19801, Delaware final_close_reason: Closed after Correspondence final_close_date: 3/21/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07018, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/12/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 08093, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/12/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07601, New Jersey final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 7201, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 18966, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 15215, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92660, California final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 43452, Ohio final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 46074, Indiana final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 49546, Michigan final_close_reason: No Enforcement Action Taken final_close_date: 3/25/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20877, Maryland final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 21403, Maryland final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 23235, Virginia final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 28602, North Carolina final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29465, South Carolina final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 31909, Georgia final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29642, South Carolina final_close_reason: Closed after Correspondence final_close_date: 8/29/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 44854, Ohio final_close_reason: Closed after Correspondence final_close_date: 2/6/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 01880, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22193, Virginia final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 33907, Florida final_close_reason: Closed after Correspondence final_close_date: 2/6/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75038, Texas final_close_reason: Closed after Correspondence final_close_date: 7/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11219, New York final_close_reason: Closed after Correspondence final_close_date: 12/12/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10005, New York final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10005, New York final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 30264, Georgia final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07760, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19106, Pennsylvania final_close_reason: No Enforcement Action Taken final_close_date: 9/21/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 15370, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19107, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 61655, Illinois final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20036, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 9/12/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 26062, West Virginia final_close_reason: Closed after Correspondence final_close_date: 10/3/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 33825, Florida final_close_reason: Closed after Correspondence final_close_date: 9/12/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 40143, Kentucky final_close_reason: Closed after Correspondence final_close_date: 9/12/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 87502, New Mexico final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95403, California final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22314, Virginia final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 05672, Vermont final_close_reason: Closed after Correspondence final_close_date: 9/6/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 02124, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 28602, North Carolina final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10550, New York final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 32819, Florida final_close_reason: No Enforcement Action Taken final_close_date: 9/20/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 08873, New Jersey final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07047, New Jersey final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 85085, Arizona final_close_reason: Closed after Correspondence final_close_date: 2/21/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 14534, New York final_close_reason: Closed after Correspondence final_close_date: 12/12/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 12203, New York final_close_reason: Closed after Correspondence final_close_date: 12/12/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 7205, New Jersey final_close_reason: Closed after Correspondence final_close_date: 12/3/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29681, South Carolina final_close_reason: Closed after Correspondence final_close_date: 12/12/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20032, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20032, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 80002, Colorado final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29526, South Carolina final_close_reason: No Enforcement Action Taken final_close_date: 9/27/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 45214, Ohio final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 43055, Ohio final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92571, California final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92008, California final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 45801, Ohio final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 44306, Ohio final_close_reason: No Enforcement Action Taken final_close_date: 9/21/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 44240, Ohio final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 44460, Ohio final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 46240, Indiana final_close_reason: Closed after Correspondence final_close_date: 10/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60090, Illinois final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60606, Illinois final_close_reason: No Enforcement Action Taken final_close_date: 7/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60436, Illinois final_close_reason: Closed after Correspondence final_close_date: 6/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 62703, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/5/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 48837, Michigan final_close_reason: Closed after Correspondence final_close_date: 7/5/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 49015, Michigan final_close_reason: Closed after Correspondence final_close_date: 7/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 23185, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/6/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 53154, Wisconsin final_close_reason: Closed after Correspondence final_close_date: 9/6/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 37215, Tennessee final_close_reason: Closed after Correspondence final_close_date: 9/6/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 55404, Minnesota final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 63801, Missouri final_close_reason: Closed after Correspondence final_close_date: 7/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 68134, Nebraska final_close_reason: Closed after Correspondence final_close_date: 7/27/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 67530, Kansas final_close_reason: Closed after Correspondence final_close_date: 7/18/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19713, Delaware final_close_reason: Closed after Correspondence final_close_date: 8/22/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 21202, Maryland final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 28697, North Carolina final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 27560, North Carolina final_close_reason: No Enforcement Action Taken final_close_date: 9/26/2011 penalty_amount: $50,001 - $100,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 85050, Arizona final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 30604, Georgia final_close_reason: Closed after Correspondence final_close_date: 6/4/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 30329, Georgia final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 32773, Florida final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $50,001 - $100,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 37650, Tennessee final_close_reason: No Enforcement Action Taken final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 30309, Georgia final_close_reason: Closed after Correspondence final_close_date: 12/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 84014, Utah final_close_reason: Closed after Correspondence final_close_date: 6/5/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 93722, California final_close_reason: Closed after Correspondence final_close_date: 12/12/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95811, California final_close_reason: Closed after Correspondence final_close_date: 1/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77005, Texas final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77005, Texas final_close_reason: No Enforcement Action Taken final_close_date: 11/18/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77003, Texas final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 76112, Texas final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75204, Texas final_close_reason: No Enforcement Action Taken final_close_date: 10/27/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 29601, South Carolina final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77060, Texas final_close_reason: Closed after Correspondence final_close_date: 9/6/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77064, Texas final_close_reason: Closed after Correspondence final_close_date: 9/12/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 80216, Colorado final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 21031, Maryland final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 67530, Kansas final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 85282, Arizona final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 85032, Arizona final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 89025, Nevada final_close_reason: Closed after Correspondence final_close_date: 10/31/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 98004, Washington final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 98005, Washington final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 98006, Washington final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 89801, Nevada final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 45804, Ohio final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 39201, Mississippi final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 02116, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11501, New York final_close_reason: Closed after Correspondence final_close_date: 12/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 7920, New Jersey final_close_reason: Closed after Correspondence final_close_date: 10/24/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19102, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22314, Virginia final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20037, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60638, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10018, New York final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 52339, Iowa final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10533, New York final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 01773, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 83221, Idaho final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60062, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 02920, Rhode Island final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 1960, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 12701, New York final_close_reason: Closed after Correspondence final_close_date: 7/22/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10601, New York final_close_reason: No Enforcement Action Taken final_close_date: 9/15/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 53511, Wisconsin final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 06901, Connecticut final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 21401, Maryland final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 03431, New Hampshire final_close_reason: Closed after Correspondence final_close_date: 3/12/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 61944, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 14127, New York final_close_reason: Closed after Correspondence final_close_date: 6/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22304, Virginia final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77056, Texas final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 14210, New York final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20705, Maryland final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 06484, Connecticut final_close_reason: Closed after Correspondence final_close_date: 9/12/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95002, California final_close_reason: Closed after Correspondence final_close_date: 8/22/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22201, Virginia final_close_reason: Closed after Correspondence final_close_date: 8/22/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22306, Virginia final_close_reason: Closed after Correspondence final_close_date: 8/22/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 38112, Tennessee final_close_reason: Closed after Correspondence final_close_date: 9/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60638, Illinois final_close_reason: Closed after Correspondence final_close_date: 8/22/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10004, New York final_close_reason: Closed after Correspondence final_close_date: 10/11/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 90040, California final_close_reason: Closed after Correspondence final_close_date: 8/22/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 32256, Florida final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 80027, Colorado final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 32266, Florida final_close_reason: Closed after Correspondence final_close_date: 7/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 48035, Michigan final_close_reason: Closed after Correspondence final_close_date: 8/1/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95864, California final_close_reason: Closed after Correspondence final_close_date: 12/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 18232, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 12/19/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 46628, Indiana final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 89118, Nevada final_close_reason: Closed after Correspondence final_close_date: 7/30/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 12901, New York final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 25309, West Virginia final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07065, New Jersey final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77073, Texas final_close_reason: Closed after Correspondence final_close_date: 12/27/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11206, New York final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 46628, Indiana final_close_reason: Closed after Correspondence final_close_date: 12/12/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77379, Texas final_close_reason: Closed after Correspondence final_close_date: 2/13/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94103, California final_close_reason: Closed after Correspondence final_close_date: 10/24/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95670, California final_close_reason: Closed after Correspondence final_close_date: 11/18/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95405, California final_close_reason: Closed after Correspondence final_close_date: 9/20/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 02914, Rhode Island final_close_reason: Closed after Correspondence final_close_date: 10/24/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 71303, Louisiana final_close_reason: Closed after Correspondence final_close_date: 12/13/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95110, California final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 28147, North Carolina final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20912, Maryland final_close_reason: Closed after Correspondence final_close_date: 1/11/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 61244, Illinois final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 70112, Louisiana final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95002, California final_close_reason: Closed after Correspondence final_close_date: 11/21/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 46201, Indiana final_close_reason: Closed after Correspondence final_close_date: 11/21/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 80228, Colorado final_close_reason: Closed after Correspondence final_close_date: 11/18/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 43420, Ohio final_close_reason: Closed after Correspondence final_close_date: 1/12/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91510, California final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 78216, Texas final_close_reason: Closed after Correspondence final_close_date: 10/31/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 43920, Ohio final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 33014, Florida final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 91731, California final_close_reason: Closed after Correspondence final_close_date: 7/1/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 75211, Texas final_close_reason: Closed after Correspondence final_close_date: 4/1/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 06614, Connecticut final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 61704, Illinois final_close_reason: Closed after Correspondence final_close_date: 3/5/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92101, California final_close_reason: Closed after Correspondence final_close_date: 2/6/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 24701, West Virginia final_close_reason: Closed after Correspondence final_close_date: 11/18/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92675, California final_close_reason: Closed after Correspondence final_close_date: 2/21/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 15132, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 2/6/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 28112, North Carolina final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 7932, New Jersey final_close_reason: Closed after Correspondence final_close_date: 2/6/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11757, New York final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 96817, Hawaii final_close_reason: Closed after Correspondence final_close_date: 9/10/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 13676, New York final_close_reason: Closed after Correspondence final_close_date: 11/21/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 07632, New Jersey final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10027, New York final_close_reason: Closed after Correspondence final_close_date: 2/13/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 38120, Tennessee final_close_reason: Closed after Correspondence final_close_date: 2/6/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60173, Illinois final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10001, New York final_close_reason: Closed after Correspondence final_close_date: 1/3/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 70118, Louisiana final_close_reason: Closed after Correspondence final_close_date: 6/11/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11691, New York final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 92037, California final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60604, Illinois final_close_reason: Referred for Further Action final_close_date: 4/30/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22314, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 60604, Illinois final_close_reason: Referred for Further Action final_close_date: 4/30/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20814, Maryland final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20191, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 14103, New York final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11797, New York final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 52175, Iowa final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 18764, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 40391, Kentucky final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 65301, Missouri final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 06053, Connecticut final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10303, New York final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22151, Virginia final_close_reason: Closed after Correspondence final_close_date: 10/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20001, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 73111, Oklahoma final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 45764, Ohio final_close_reason: Closed after Correspondence final_close_date: 1/13/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20783, Maryland final_close_reason: Closed after Correspondence final_close_date: 4/16/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 32084, Florida final_close_reason: Closed after Correspondence final_close_date: 9/19/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94558, California final_close_reason: Closed after Correspondence final_close_date: 4/2/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 71202, Louisiana final_close_reason: Closed after Correspondence final_close_date: 9/18/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 01760, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 95207, California final_close_reason: No Enforcement Action Taken final_close_date: 9/22/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 48214, Michigan final_close_reason: Closed after Correspondence final_close_date: 11/14/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 82001, Wyoming final_close_reason: Closed after Correspondence final_close_date: 10/11/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 33907, Florida final_close_reason: Closed after Correspondence final_close_date: 10/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 20009, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 10/11/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10004, New York final_close_reason: Closed after Correspondence final_close_date: 12/27/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77042, Texas final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 93303, California final_close_reason: Closed after Correspondence final_close_date: 2/6/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 71360, Louisiana final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 96826, Hawaii final_close_reason: Closed after Correspondence final_close_date: 11/7/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 45042, Ohio final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94574, California final_close_reason: Closed after Correspondence final_close_date: 2/29/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 62525, Illinois final_close_reason: Closed after Correspondence final_close_date: 4/1/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 2908, Rhode Island final_close_reason: Closed after Correspondence final_close_date: 3/5/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 19474, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 4/1/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 28402, North Carolina final_close_reason: Closed after Correspondence final_close_date: 2/21/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 40906, Kentucky final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 52803, North Dakota final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 94612, California final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 10014, New York final_close_reason: Closed after Correspondence final_close_date: 5/9/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 11749, New York final_close_reason: Closed after Correspondence final_close_date: 4/25/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 21801, Maryland final_close_reason: Closed after Correspondence final_close_date: 4/11/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 22102, Virginia final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 77064, Texas final_close_reason: Closed after Correspondence final_close_date: 6/13/2011 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 34668, Florida final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 02738, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2009 plan_admin_zip_state: 06901, Connecticut final_close_reason: Closed after Correspondence final_close_date: 10/24/2011 penalty_amount: $10,001 - $50,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 94901, California final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 33134, Florida final_close_reason: Closed after Correspondence final_close_date: 1/23/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 02840, Rhode Island final_close_reason: Closed after Correspondence final_close_date: 2/29/2012 penalty_amount: $10,001 - $50,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 10001, New York final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 92618, California final_close_reason: Closed after Correspondence final_close_date: 1/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 27601, North Carolina final_close_reason: Closed after Correspondence final_close_date: 1/23/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 60559, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 60559, Illinois final_close_reason: Closed after Correspondence final_close_date: 8/20/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 94596, California final_close_reason: Closed after Correspondence final_close_date: 1/10/2011 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 11952, New York final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 95691, California final_close_reason: Closed after Correspondence final_close_date: 6/16/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2009 plan_admin_zip_state: 38122, Tennessee final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $0-$10,000 |
case_type: Signatures plan_year: 2009 plan_admin_zip_state: 60068, Illinois final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $0-$10,000 |
case_type: Signatures plan_year: 2009 plan_admin_zip_state: 03867, New Hampshire final_close_reason: No Enforcement Action Taken final_close_date: 11/17/2011 penalty_amount: $10,001 - $50,000 |
case_type: Signatures plan_year: 2009 plan_admin_zip_state: 10016, New York final_close_reason: Closed after Correspondence final_close_date: 9/26/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 77064, Texas final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 43230, Ohio final_close_reason: Closed after Correspondence final_close_date: 12/27/2011 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 77979, Texas final_close_reason: Closed after Correspondence final_close_date: 7/30/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90040, California final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92843, California final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90045, California final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95112, California final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 94545, California final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 98032, Washington final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 87532, New Mexico final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 37129, Tennessee final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 33440, Florida final_close_reason: Closed after Correspondence final_close_date: 6/4/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 89130, Nevada final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 28206, North Carolina final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 26330, West Virginia final_close_reason: Closed after Correspondence final_close_date: 9/10/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20785, Maryland final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 21234, Maryland final_close_reason: Closed after Correspondence final_close_date: 2/27/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 17055, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 3/6/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 78216, Texas final_close_reason: Closed after Correspondence final_close_date: 2/27/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 60532, Illinois final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92071, California final_close_reason: Closed after Correspondence final_close_date: 6/25/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 05676, Vermont final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 48084, Michigan final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 46131, Indiana final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 50322, Iowa final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 67530, Kansas final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 27518, North Carolina final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10154, New York final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 11050, New York final_close_reason: Closed after Correspondence final_close_date: 4/2/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 34218, Florida final_close_reason: Closed after Correspondence final_close_date: 4/16/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10010, New York final_close_reason: Closed after Correspondence final_close_date: 4/2/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 02703, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 4/16/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 01742, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 89106, Nevada final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 83403, Idaho final_close_reason: Closed after Correspondence final_close_date: 4/1/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 64628, Missouri final_close_reason: Closed after Correspondence final_close_date: 4/1/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90091, California final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 38635, Mississippi final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 78064, Texas final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92660, California final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90232, California final_close_reason: Closed after Correspondence final_close_date: 4/1/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 34747, Florida final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 44060, Ohio final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95050, California final_close_reason: Closed after Correspondence final_close_date: 6/11/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 23462, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 48307, Michigan final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 37027, Tennessee final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90006, California final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 85016, Arizona final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 15220, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 99503, Alaska final_close_reason: Closed after Correspondence final_close_date: 4/6/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 99503, Alaska final_close_reason: Closed after Correspondence final_close_date: 4/6/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 78408, Texas final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 60609, Illinois final_close_reason: Closed after Correspondence final_close_date: 3/4/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 27302, North Carolina final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20191, Virginia final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 98004, Washington final_close_reason: Closed after Correspondence final_close_date: 4/13/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 37067, Tennessee final_close_reason: Closed after Correspondence final_close_date: 8/20/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 27604, North Carolina final_close_reason: Closed after Correspondence final_close_date: 9/10/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 85741, Arizona final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 19720, Delaware final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 75039, Texas final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 94085, California final_close_reason: Closed after Correspondence final_close_date: 6/18/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 08110, New Jersey final_close_reason: Closed after Correspondence final_close_date: 4/16/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 60069, Illinois final_close_reason: Closed after Correspondence final_close_date: 10/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 07719, New Jersey final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 25813, West Virginia final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90027, California final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 45377, Ohio final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 94085, California final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 08807, New Jersey final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 47170, Indiana final_close_reason: Closed after Correspondence final_close_date: 6/24/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95050, California final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 60527, Illinois final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 49546, Michigan final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 30337, Georgia final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 51501, Iowa final_close_reason: Closed after Correspondence final_close_date: 5/29/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 53216, Wisconsin final_close_reason: Closed after Correspondence final_close_date: 4/16/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 79761, Texas final_close_reason: Closed after Correspondence final_close_date: 4/16/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 21224, Maryland final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 22314, Virginia final_close_reason: Closed after Correspondence final_close_date: 5/29/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 23228, Virginia final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 22033, Virginia final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20716, Maryland final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 32256, Florida final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 75237, Texas final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 77056, Texas final_close_reason: Closed after Correspondence final_close_date: 9/12/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 80202, Colorado final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 80202, Colorado final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 84104, Utah final_close_reason: No Enforcement Action Taken final_close_date: 9/10/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 01613, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 63021, Missouri final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20007, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20850, Maryland final_close_reason: Closed after Correspondence final_close_date: 6/18/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 30097, Georgia final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 85012, Arizona final_close_reason: Closed after Correspondence final_close_date: 5/29/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 84003, Utah final_close_reason: Closed after Correspondence final_close_date: 6/11/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 89118, Nevada final_close_reason: Closed after Correspondence final_close_date: 9/10/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 94105, California final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 91731, California final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 75007, Texas final_close_reason: Closed after Correspondence final_close_date: 10/1/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 85008, Arizona final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92806, California final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 91767, California final_close_reason: Closed after Correspondence final_close_date: 6/16/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 35801, Alabama final_close_reason: Closed after Correspondence final_close_date: 9/10/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 01810, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10019, New York final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20783, Maryland final_close_reason: Closed after Correspondence final_close_date: 4/16/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10019, New York final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95037, California final_close_reason: Closed after Correspondence final_close_date: 3/26/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 25143, West Virginia final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 17316, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 10/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92335, California final_close_reason: Closed after Correspondence final_close_date: 2/25/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 07092, New Jersey final_close_reason: Closed after Correspondence final_close_date: 8/19/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 94107, California final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 22204, Virginia final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 32073, Florida final_close_reason: Closed after Correspondence final_close_date: 8/19/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90250, California final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 30742, Georgia final_close_reason: Closed after Correspondence final_close_date: 7/30/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 71101, Louisiana final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 94065, California final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 30528, Georgia final_close_reason: Closed after Correspondence final_close_date: 9/4/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95551, California final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 75240, Texas final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 80202, Colorado final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 77060, Texas final_close_reason: Closed after Correspondence final_close_date: 12/9/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10105, New York final_close_reason: Closed after Correspondence final_close_date: 12/10/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90640, California final_close_reason: Closed after Correspondence final_close_date: 9/4/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90041, California final_close_reason: Closed after Correspondence final_close_date: 6/18/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92101, California final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 70806, Louisiana final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 02745, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 6/25/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 76043, Texas final_close_reason: Closed after Correspondence final_close_date: 9/19/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 76424, Texas final_close_reason: Closed after Correspondence final_close_date: 6/4/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 02116, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 9/19/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 08037, New Jersey final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10017, New York final_close_reason: Closed after Correspondence final_close_date: 7/17/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 7430, New Jersey final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 48341, Michigan final_close_reason: Closed after Correspondence final_close_date: 5/29/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 12550, New York final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 39505, Mississippi final_close_reason: Closed after Correspondence final_close_date: 6/4/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 11797, New York final_close_reason: Closed after Correspondence final_close_date: 10/15/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 2053, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 77027, Texas final_close_reason: Closed after Correspondence final_close_date: 2/25/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 76226, Texas final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $50,001 - $100,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 06451, Connecticut final_close_reason: Closed after Correspondence final_close_date: 1/14/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 11201, New York final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10021, New York final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90016, California final_close_reason: Closed after Correspondence final_close_date: 5/29/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20190, Virginia final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 60208, Illinois final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 60208, Illinois final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 67214, Kansas final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20794, Maryland final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 30742, Georgia final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10004, New York final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 32817, Florida final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 77013, Texas final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 60654, Illinois final_close_reason: Closed after Correspondence final_close_date: 6/11/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 43215, Ohio final_close_reason: Closed after Correspondence final_close_date: 7/30/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 44854, Ohio final_close_reason: Closed after Correspondence final_close_date: 6/16/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 11357, New York final_close_reason: Closed after Correspondence final_close_date: 7/12/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 11980, New York final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 86505, Arizona final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 98004, Washington final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10011, New York final_close_reason: Closed after Correspondence final_close_date: 6/25/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 18634, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 86505, Arizona final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 45150, Ohio final_close_reason: Closed after Correspondence final_close_date: 11/13/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 91367, California final_close_reason: Closed after Correspondence final_close_date: 7/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 45040, Ohio final_close_reason: Closed after Correspondence final_close_date: 7/29/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 32784, Florida final_close_reason: Closed after Correspondence final_close_date: 5/29/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 32771, Florida final_close_reason: Closed after Correspondence final_close_date: 9/18/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 23227, Virginia final_close_reason: Closed after Correspondence final_close_date: 8/20/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 38119, Tennessee final_close_reason: Closed after Correspondence final_close_date: 2/25/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95605, California final_close_reason: Closed after Correspondence final_close_date: 9/18/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95605, California final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 22102, Virginia final_close_reason: Closed after Correspondence final_close_date: 4/29/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 85546, Arizona final_close_reason: Closed after Correspondence final_close_date: 1/14/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90043, California final_close_reason: Closed after Correspondence final_close_date: 9/4/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 85012, Arizona final_close_reason: Closed after Correspondence final_close_date: 6/11/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 45505, Ohio final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20910, Maryland final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 32812, Florida final_close_reason: Closed after Correspondence final_close_date: 9/4/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 02189, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 02919, Rhode Island final_close_reason: Closed after Correspondence final_close_date: 9/4/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 33160, Florida final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10703, New York final_close_reason: Closed after Correspondence final_close_date: 8/17/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20003, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 9/4/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 13501, New York final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 13502, New York final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90241, California final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 89118, Nevada final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 7302, New Jersey final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 07018, New Jersey final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 08088, New Jersey final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 84401, Utah final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 18055, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 1/7/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95128, California final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 29063, South Carolina final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 45176, Ohio final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 55425, Minnesota final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 55431, Minnesota final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 70043, Louisiana final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 68154, Nebraska final_close_reason: Closed after Correspondence final_close_date: 10/15/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 66762, Kansas final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 21286, Maryland final_close_reason: Closed after Correspondence final_close_date: 12/10/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 21046, Maryland final_close_reason: Closed after Correspondence final_close_date: 2/11/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 23220, Virginia final_close_reason: Closed after Correspondence final_close_date: 11/13/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 22309, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/18/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 30236, Georgia final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 71369, Louisiana final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 32407, Florida final_close_reason: Closed after Correspondence final_close_date: 11/13/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 50021, Iowa final_close_reason: Closed after Correspondence final_close_date: 1/7/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 67530, Kansas final_close_reason: Closed after Correspondence final_close_date: 7/22/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 70448, Louisiana final_close_reason: Closed after Correspondence final_close_date: 11/13/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 78249, Texas final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92626, California final_close_reason: Closed after Correspondence final_close_date: 5/6/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 84070, Utah final_close_reason: Closed after Correspondence final_close_date: 5/6/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 89101, Nevada final_close_reason: Closed after Correspondence final_close_date: 11/14/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90660, California final_close_reason: Closed after Correspondence final_close_date: 10/15/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 90035, California final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 96814, Hawaii final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 83702, Idaho final_close_reason: Closed after Correspondence final_close_date: 8/20/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 55812, Minnesota final_close_reason: Closed after Correspondence final_close_date: 8/20/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 52722, Iowa final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 02703, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 5/13/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 02703, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 2/19/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 12601, New York final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 80202, Colorado final_close_reason: Closed after Correspondence final_close_date: 7/29/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10001, New York final_close_reason: Closed after Correspondence final_close_date: 3/25/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92805, California final_close_reason: Closed after Correspondence final_close_date: 5/6/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 72702, Arkansas final_close_reason: Closed after Correspondence final_close_date: 6/10/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 58563, North Dakota final_close_reason: Closed after Correspondence final_close_date: 4/1/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 35011, Alabama final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 16678, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 2/10/2014 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20190, Virginia final_close_reason: Closed after Correspondence final_close_date: 6/17/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 70739, Louisiana final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 59457, Montana final_close_reason: Closed after Correspondence final_close_date: 10/9/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 95353, California final_close_reason: Closed after Correspondence final_close_date: 1/27/2014 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 92064, California final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 75024, Texas final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10001, New York final_close_reason: Closed after Correspondence final_close_date: 6/3/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 7306, New Jersey final_close_reason: Closed after Correspondence final_close_date: 4/29/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 08825, New Jersey final_close_reason: No Enforcement Action Taken final_close_date: 1/22/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 74146, Oklahoma final_close_reason: Closed after Correspondence final_close_date: 2/19/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20876, Maryland final_close_reason: Closed after Correspondence final_close_date: 4/29/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 60619, Illinois final_close_reason: Closed after Correspondence final_close_date: 4/29/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 53703, Wisconsin final_close_reason: Closed after Correspondence final_close_date: 3/18/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 38863, Mississippi final_close_reason: Closed after Correspondence final_close_date: 1/7/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20876, Maryland final_close_reason: Closed after Correspondence final_close_date: 2/19/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 11219, New York final_close_reason: Closed after Correspondence final_close_date: 2/4/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 24523, Virginia final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 43215, Ohio final_close_reason: Closed after Correspondence final_close_date: 2/4/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 28716, North Carolina final_close_reason: Closed after Correspondence final_close_date: 3/18/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 29615, South Carolina final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 30240, Georgia final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 19312, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 1/7/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 33762, Florida final_close_reason: Closed after Correspondence final_close_date: 3/25/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 33173, Florida final_close_reason: Closed after Correspondence final_close_date: 4/8/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 33907, Florida final_close_reason: Closed after Correspondence final_close_date: 5/6/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 20854, Maryland final_close_reason: Referred for Further Action final_close_date: 7/17/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 74820, Oklahoma final_close_reason: Closed after Correspondence final_close_date: 7/22/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 79721, Texas final_close_reason: Closed after Correspondence final_close_date: 4/18/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 42726, Kentucky final_close_reason: Closed after Correspondence final_close_date: 4/8/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 84111, Utah final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 98662, Washington final_close_reason: Closed after Correspondence final_close_date: 6/24/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 91012, California final_close_reason: Closed after Correspondence final_close_date: 4/18/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 85005, Arizona final_close_reason: Closed after Correspondence final_close_date: 7/1/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 71291, Louisiana final_close_reason: Closed after Correspondence final_close_date: 5/13/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 14802, New York final_close_reason: Closed after Correspondence final_close_date: 1/31/2014 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 11432, New York final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 87001, New Mexico final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 8980, Nevada final_close_reason: Closed after Correspondence final_close_date: 1/29/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 48108, Michigan final_close_reason: Closed after Correspondence final_close_date: 5/13/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10001, New York final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 10016, New York final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 44114, Ohio final_close_reason: Closed after Correspondence final_close_date: 11/5/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 44114, Ohio final_close_reason: Closed after Correspondence final_close_date: 11/5/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 44114, Ohio final_close_reason: Closed after Correspondence final_close_date: 11/5/2012 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2010 plan_admin_zip_state: 30224, Georgia final_close_reason: Closed after Correspondence final_close_date: 9/19/2012 penalty_amount: $10,001 - $50,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 23225, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 13421, New York final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 32826, Florida final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 80907, Colorado final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 23112, Virginia final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 48170, Michigan final_close_reason: Closed after Correspondence final_close_date: 12/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 48124, Michigan final_close_reason: Closed after Correspondence final_close_date: 12/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 63117, Missouri final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 25550, West Virginia final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 25271, West Virginia final_close_reason: Closed after Correspondence final_close_date: 12/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 25271, West Virginia final_close_reason: Closed after Correspondence final_close_date: 12/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 25271, West Virginia final_close_reason: Closed after Correspondence final_close_date: 12/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 25271, West Virginia final_close_reason: Closed after Correspondence final_close_date: 12/17/2012 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 42240, Kentucky final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 38134, Tennessee final_close_reason: Closed after Correspondence final_close_date: 2/19/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 37129, Tennessee final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 98663, Washington final_close_reason: Closed after Correspondence final_close_date: 1/28/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2010 plan_admin_zip_state: 21029, Maryland final_close_reason: Closed after Correspondence final_close_date: 12/16/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 20910, Maryland final_close_reason: Closed after Correspondence final_close_date: 9/16/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 92192, California final_close_reason: Closed after Correspondence final_close_date: 11/4/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 22102, Virginia final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 35758, Alabama final_close_reason: Closed after Correspondence final_close_date: 7/8/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 85295, Arizona final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 70546, Louisiana final_close_reason: Closed after Correspondence final_close_date: 6/17/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 72120, Arkansas final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 35406, Alabama final_close_reason: Closed after Correspondence final_close_date: 7/8/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 59806, Montana final_close_reason: Closed after Correspondence final_close_date: 7/22/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 07102, New Jersey final_close_reason: Closed after Correspondence final_close_date: 8/19/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 92677, California final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 22202, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/13/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 77056, Texas final_close_reason: Closed after Correspondence final_close_date: 6/17/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 93012, California final_close_reason: Closed after Correspondence final_close_date: 5/6/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 10024, New York final_close_reason: Closed after Correspondence final_close_date: 9/13/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 10802, New York final_close_reason: Closed after Correspondence final_close_date: 9/13/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 11706, New York final_close_reason: Closed after Correspondence final_close_date: 8/15/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 10038, New York final_close_reason: No Enforcement Action Taken final_close_date: 11/6/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 10019, New York final_close_reason: Closed after Correspondence final_close_date: 10/21/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 14895, New York final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 45202, Ohio final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 77061, Texas final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 20190, Virginia final_close_reason: Closed after Correspondence final_close_date: 9/9/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 10022, New York final_close_reason: Closed after Correspondence final_close_date: 9/9/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 20018, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 9/16/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 77060, Texas final_close_reason: Closed after Correspondence final_close_date: 12/9/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 72802, Arkansas final_close_reason: Closed after Correspondence final_close_date: 7/29/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 84060, Utah final_close_reason: Closed after Correspondence final_close_date: 8/19/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 77503, Texas final_close_reason: Closed after Correspondence final_close_date: 8/19/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 12901, New York final_close_reason: Closed after Correspondence final_close_date: 8/26/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 11357, New York final_close_reason: Closed after Correspondence final_close_date: 9/3/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 49749, Michigan final_close_reason: Closed after Correspondence final_close_date: 11/6/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 24551, Virginia final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 20005, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 9/3/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 07054, New Jersey final_close_reason: Closed after Correspondence final_close_date: 7/29/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 11219, New York final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 33701, Florida final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 30144, Georgia final_close_reason: Closed after Correspondence final_close_date: 6/10/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 33407, Florida final_close_reason: Closed after Correspondence final_close_date: 6/10/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 88005, New Mexico final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 59801, Montana final_close_reason: Closed after Correspondence final_close_date: 8/21/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 77092, Texas final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 94133, California final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 70821, Louisiana final_close_reason: Closed after Correspondence final_close_date: 6/10/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 70053, Louisiana final_close_reason: Closed after Correspondence final_close_date: 11/18/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 71841, Arkansas final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 72124, Arkansas final_close_reason: Closed after Correspondence final_close_date: 2/10/2014 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 35950, Alabama final_close_reason: Closed after Correspondence final_close_date: 7/8/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 35061, Alabama final_close_reason: Closed after Correspondence final_close_date: 7/8/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 13021, New York final_close_reason: Closed after Correspondence final_close_date: 11/18/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 48180, Michigan final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 33304, Florida final_close_reason: Closed after Correspondence final_close_date: 12/19/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 43054, Ohio final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 29501, South Carolina final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 60606, Illinois final_close_reason: Closed after Correspondence final_close_date: 11/18/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 22312, Virginia final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 30236, Georgia final_close_reason: Closed after Correspondence final_close_date: 9/13/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 73143, Oklahoma final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 12095, New York final_close_reason: Closed after Correspondence final_close_date: 9/23/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 99514, Alaska final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 1915, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 11/27/2013 penalty_amount: $50,001 - $100,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 11050, New York final_close_reason: Closed after Correspondence final_close_date: 1/13/2014 penalty_amount: $50,001 - $100,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 85712, Arizona final_close_reason: Closed after Correspondence final_close_date: 12/9/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 02119, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 10/21/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 11207, New York final_close_reason: Closed after Correspondence final_close_date: 11/6/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 10011, New York final_close_reason: Closed after Correspondence final_close_date: 1/29/2014 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 10033, New York final_close_reason: Closed after Correspondence final_close_date: 12/9/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 13323, New York final_close_reason: Closed after Correspondence final_close_date: 12/9/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 30080, Georgia final_close_reason: Closed after Correspondence final_close_date: 11/27/2013 penalty_amount: $50,001 - $100,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 43612, Ohio final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 07013, New Jersey final_close_reason: Closed after Correspondence final_close_date: 11/4/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 38107, Tennessee final_close_reason: Closed after Correspondence final_close_date: 11/18/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 19512, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 12/19/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 43220, Ohio final_close_reason: Closed after Correspondence final_close_date: 11/4/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 32114, Florida final_close_reason: Closed after Correspondence final_close_date: 11/18/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 29578, South Carolina final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 10024,�New York final_close_reason: Closed after Correspondence final_close_date: 2/3/2014 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 92025, California final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 29492, South Carolina final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2011 plan_admin_zip_state: 62304, Illinois final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2011 plan_admin_zip_state: 18020, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 7/15/2013 penalty_amount: $0-$10,000 |
case_type: Later Filer plan_year: 2011 plan_admin_zip_state: 21029, Maryland final_close_reason: Closed after Correspondence final_close_date: 12/16/2013 penalty_amount: $10,001 - $50,000 |
case_type: Deficient Filer plan_year: 2012 plan_admin_zip_state: 10038, New York final_close_reason: Closed after Correspondence final_close_date: 11/6/2013 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2007-2008 plan_admin_zip_state: 98104, Washington final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2007-2008 plan_admin_zip_state: 08830, New Jersey final_close_reason: Closed after Correspondence final_close_date: 11/15/2010 penalty_amount: $50,001 - $100,000 |
case_type: Non Filer plan_year: 2007-2008 plan_admin_zip_state: 97216, Oregon final_close_reason: Closed after Correspondence final_close_date: 3/21/2011 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 32034, Florida final_close_reason: Closed after Correspondence final_close_date: 6/11/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 29526, South Carolina final_close_reason: Closed after Correspondence final_close_date: 7/16/2012 penalty_amount: over $100,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 66210, Kansas final_close_reason: Closed after Correspondence final_close_date: 10/15/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 30067, Alabama final_close_reason: Closed after Correspondence final_close_date: 10/15/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 78212, Texas final_close_reason: Closed after Correspondence final_close_date: 10/15/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 70520, Louisiana final_close_reason: Closed after Correspondence final_close_date: 7/16/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 59068, Montana final_close_reason: Closed after Correspondence final_close_date: 7/16/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 80022, Colorado final_close_reason: Closed after Correspondence final_close_date: 8/27/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 02494, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $50,001 - $100,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 10013, New York final_close_reason: Closed after Correspondence final_close_date: 4/15/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 12095, New York final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 93215, California final_close_reason: Closed after Correspondence final_close_date: 11/19/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 24506, Virginia final_close_reason: Referred for Further Action final_close_date: 4/1/2013 penalty_amount: over $100,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 44870, Ohio final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 97362, Oregon final_close_reason: Closed after Correspondence final_close_date: 8/24/2009 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 23836, Virginia final_close_reason: Closed after Correspondence final_close_date: 2/1/2010 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 91406, California final_close_reason: Closed after Correspondence final_close_date: 4/26/2010 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 44116, Ohio final_close_reason: Closed after Correspondence final_close_date: 5/10/2010 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 02886, Rhode Island final_close_reason: No Enforcement Action Taken final_close_date: 2/28/2011 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 34614, Georgia final_close_reason: Closed after Correspondence final_close_date: 2/28/2011 penalty_amount: $50,001 - $100,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 64503, Missouri final_close_reason: Closed after Correspondence final_close_date: 2/14/2011 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 19801, Delaware final_close_reason: Closed after Correspondence final_close_date: 3/7/2011 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 21031, New York final_close_reason: Closed after Correspondence final_close_date: 4/9/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 89511, Nevada final_close_reason: Closed after Correspondence final_close_date: 7/30/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2008 plan_admin_zip_state: 19801, Delaware final_close_reason: Closed after Correspondence final_close_date: 7/16/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2008-2009 plan_admin_zip_state: 13699, South Carolina final_close_reason: Closed after Correspondence final_close_date: 8/12/2010 penalty_amount: $50,001 - $100,000 |
case_type: Non Filer plan_year: 2008-2009 plan_admin_zip_state: 45804, Ohio final_close_reason: Closed after Correspondence final_close_date: 6/14/2010 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 07032, New Jersey final_close_reason: Closed after Correspondence final_close_date: 4/11/2011 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 80304, Colorado final_close_reason: Closed after Correspondence final_close_date: 1/9/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 33309, Florida final_close_reason: Closed after Correspondence final_close_date: 7/16/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 35210, Alabama final_close_reason: Closed after Correspondence final_close_date: 7/16/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 33172, Florida final_close_reason: Closed after Correspondence final_close_date: 6/4/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 11215, New York final_close_reason: Closed after Correspondence final_close_date: 12/3/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 75327, Texas final_close_reason: Closed after Correspondence final_close_date: 7/19/2010 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 07302, New Jersey final_close_reason: Closed after Correspondence final_close_date: 3/21/2011 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 44132, Ohio final_close_reason: Closed after Correspondence final_close_date: 5/2/2011 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 64603, Connecticut final_close_reason: Closed after Correspondence final_close_date: 6/11/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 21202, Maryland final_close_reason: Closed after Correspondence final_close_date: 2/4/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 94577, California final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: over $100,000 |
case_type: Non Filer plan_year: 2009-2009 plan_admin_zip_state: 75327, Texas final_close_reason: Closed after Correspondence final_close_date: 2/25/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2010 plan_admin_zip_state: 47704, Indiana final_close_reason: Closed after Correspondence final_close_date: 7/23/2012 penalty_amount: $50,001 - $100,000 |
case_type: Non Filer plan_year: 2009-2010 plan_admin_zip_state: 11716, New York final_close_reason: Closed after Correspondence final_close_date: 7/8/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2011 plan_admin_zip_state: 90813, California final_close_reason: Closed after Correspondence final_close_date: 9/16/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2011 plan_admin_zip_state: 6704, Connecticut final_close_reason: Closed after Correspondence final_close_date: 11/25/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2009-2011 plan_admin_zip_state: 75240, Texas final_close_reason: Closed after Correspondence final_close_date: 11/21/2013 penalty_amount: over $100,000 |
case_type: Non Filer plan_year: 2009-2011 plan_admin_zip_state: 21046, Maryland final_close_reason: Closed after Correspondence final_close_date: 12/23/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 60606, Illinois final_close_reason: Closed after Correspondence final_close_date: 9/18/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 1901, Massachusetts final_close_reason: Closed after Correspondence final_close_date: 3/19/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 20037, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 4/2/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 10005, New York final_close_reason: Closed after Correspondence final_close_date: 9/24/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 29520, South Carolina final_close_reason: Closed after Correspondence final_close_date: 2/13/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 76504, Texas final_close_reason: Closed after Correspondence final_close_date: 3/12/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 7726, New Jersey final_close_reason: Closed after Correspondence final_close_date: 2/21/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 94506, California final_close_reason: Closed after Correspondence final_close_date: 11/18/2013 penalty_amount: $50,001 - $100,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 11758, New York final_close_reason: Closed after Correspondence final_close_date: 11/12/2013 penalty_amount: $50,001 - $100,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 60604, Illinois final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 60604, Illinois final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 80751, Colorado final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 65203, Missouri final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 7652, New Jersey final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 7054, New Jersey final_close_reason: Closed after Correspondence final_close_date: 5/29/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 18764, Pennsylvania final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 75203, Texas final_close_reason: Closed after Correspondence final_close_date: 5/21/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 37804, Alabama final_close_reason: Closed after Correspondence final_close_date: 6/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 49418, Michigan final_close_reason: Closed after Correspondence final_close_date: 10/1/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 44460, Ohio final_close_reason: Closed after Correspondence final_close_date: 9/4/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 20852, Maryland final_close_reason: Closed after Correspondence final_close_date: 9/10/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 93722, California final_close_reason: Closed after Correspondence final_close_date: 8/26/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 30075, Georgia final_close_reason: Closed after Correspondence final_close_date: 12/31/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 30442, Georgia final_close_reason: Closed after Correspondence final_close_date: 7/1/2013 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 32804, Florida final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 34110, Florida final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 20011, District of Columbia final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 28697, North Carolina final_close_reason: Closed after Correspondence final_close_date: 5/14/2012 penalty_amount: $10,001 - $50,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 22306, Virginia final_close_reason: Closed after Correspondence final_close_date: 5/7/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 96145, California final_close_reason: Closed after Correspondence final_close_date: 4/23/2012 penalty_amount: $0-$10,000 |
case_type: Non Filer plan_year: 2010-2010 plan_admin_zip_state: 35564, Alabama final_close_reason: Closed after Correspondence final_close_date: 5/29/2012 penalty_amount: $10,001 - $50,000 |