7010 lines
385 KiB
HTML
7010 lines
385 KiB
HTML
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<!DOCTYPE HTML><html><head>
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<title>DOL Enforcement Map Data 2008-2013 - Google Fusion Tables</title>
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<style type="text/css">
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html, body {
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margin: 0;
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padding: 0;
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height: 100%;
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}
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</style></head>
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<body><table cellpadding="0" cellspacing="0"><tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 07068, New Jersey<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 11/29/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 08536, New Jersey<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 6/14/2010<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 10016, New York<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 7/15/2010<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 10305, New York<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 6/1/2010<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 60077, Illinois<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 7/6/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 94538, California<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 6/1/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 96003, California<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 6/28/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 08873, New Jersey<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 7/26/2010<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 07080, New Jersey<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 7/6/2010<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 08244, New Jersey<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 7/6/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 60069, Illinois<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 9/27/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 60435, Illinois<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 9/27/2010<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 56728, Minnesota<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 9/20/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 75024, Texas<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 9/2/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 27616, North Carolina<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 6/7/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 34748, Florida<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 8/23/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 32955, Florida<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 8/23/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 89502, Nevada<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 12/7/2010<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 98816, Washington<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 3/14/2011<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 98032, Washington<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 12/13/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 97386, Oregon<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 12/20/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 95370, California<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 12/13/2010<br>
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<b>penalty_amount:</b> $0-$10,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 90058, California<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 12/7/2010<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
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<b>plan_year:</b> 2008<br>
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<b>plan_admin_zip_state:</b> 11570, New York<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 3/7/2011<br>
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<b>penalty_amount:</b> $10,001 - $50,000
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
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<b>case_type:</b> Deficient Filer<br>
|
|||
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<b>plan_year:</b> 2008<br>
|
|||
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<b>plan_admin_zip_state:</b> 04032, Maine<br>
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<b>final_close_reason:</b> Closed after Correspondence<br>
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<b>final_close_date:</b> 10/18/2010<br>
|
|||
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<b>penalty_amount:</b> $0-$10,000
|
|||
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
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<b>case_type:</b> Deficient Filer<br>
|
|||
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<b>plan_year:</b> 2008<br>
|
|||
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<b>plan_admin_zip_state:</b> 02421, Massachusetts<br>
|
|||
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<b>final_close_reason:</b> Closed after Correspondence<br>
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|||
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<b>final_close_date:</b> 8/12/2010<br>
|
|||
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<b>penalty_amount:</b> $10,001 - $50,000
|
|||
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
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<b>case_type:</b> Deficient Filer<br>
|
|||
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<b>plan_year:</b> 2008<br>
|
|||
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<b>plan_admin_zip_state:</b> 02379, Massachusetts<br>
|
|||
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<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
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<b>final_close_date:</b> 8/12/2010<br>
|
|||
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<b>penalty_amount:</b> $10,001 - $50,000
|
|||
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
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<b>case_type:</b> Deficient Filer<br>
|
|||
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<b>plan_year:</b> 2008<br>
|
|||
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<b>plan_admin_zip_state:</b> 02472, Massachusetts<br>
|
|||
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<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
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<b>final_close_date:</b> 8/2/2010<br>
|
|||
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<b>penalty_amount:</b> $10,001 - $50,000
|
|||
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
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<b>case_type:</b> Deficient Filer<br>
|
|||
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<b>plan_year:</b> 2008<br>
|
|||
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<b>plan_admin_zip_state:</b> 22101, Virginia<br>
|
|||
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<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
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<b>final_close_date:</b> 12/20/2010<br>
|
|||
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<b>penalty_amount:</b> $0-$10,000
|
|||
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</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
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<b>case_type:</b> Deficient Filer<br>
|
|||
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<b>plan_year:</b> 2008<br>
|
|||
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<b>plan_admin_zip_state:</b> 11701, New York<br>
|
|||
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<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
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<b>final_close_date:</b> 8/2/2010<br>
|
|||
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<b>penalty_amount:</b> $0-$10,000
|
|||
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</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02919, Rhode Island<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/2/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10509, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/19/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10019, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/19/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14609, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/19/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44145, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/13/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08053, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/27/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7660, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/27/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32751, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/27/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18324, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/26/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 53204, Wisconsin<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/6/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 50621, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/27/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21236, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/2/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20770, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/20/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20036, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/1/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22304, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/27/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07003, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77024, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/15/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38017, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/15/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77056, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/19/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95076, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/26/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 50021, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/23/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94108, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/23/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92069, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/23/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19047, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/12/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10018, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/1/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60609, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 83405, Idaho<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/1/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30319, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/4/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35805, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/29/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91311, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/8/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78746, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/29/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10014, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/29/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 68118, Nebraska<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/1/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10011, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/1/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92660, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/1/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32266, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/8/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 03743, New Hampshire<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/6/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37090, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/8/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22314, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/8/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44708, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/6/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 81621, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10018, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77040, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49013, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08012, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/3/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60062, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/29/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30082, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/29/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 72205, Arkansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92821, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38141, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/4/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12192, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78209, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60126, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/4/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91203, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85382, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/2/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02331, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/13/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44115, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/1/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89119, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95131, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98033, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/2/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 34609, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/13/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80918, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/7/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 64111, Montana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 47562, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 17851, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 52722, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/7/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90733, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75093, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/20/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49028, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 15108, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/29/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80246, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/29/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07936, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/29/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06795, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/3/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22043, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 88220, New Mexico<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32084, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10010, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75254, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/3/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20852, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/26/2009<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98662, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/26/2009<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10457, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/6/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92025, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70125, New Orleans<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 97217, Oregon<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19083, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19083, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06906, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/23/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08852, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/6/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18901, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92805, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/6/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44132, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60202, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44432, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/6/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49412, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/10/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 86326, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/13/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37122, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/6/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37617, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/13/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 67401, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 79101, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/10/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94303, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78767, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/10/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08046, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19801, Delaware<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/4/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10001, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/3/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25419, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 46140, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/3/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 24013, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 03106, New Hampshire<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10956, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32714, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07080, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 04943, Maine<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/16/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06460, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/5/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11735, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/9/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89120, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/9/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06410, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10006, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25313, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48150, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Referred for Further Action<br>
|
|||
|
|
<b>final_close_date:</b> 9/20/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 01876, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19403, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19382, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/4/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19341, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/4/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91710, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92021, California<br>
|
|||
|
|
<b>final_close_reason:</b> Referred for Further Action<br>
|
|||
|
|
<b>final_close_date:</b> 3/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 46507, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60007, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 67530, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49262, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 55422, Minnesota<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30303, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20024, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06851, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22182, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22209, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20110, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 97222, Oregon<br>
|
|||
|
|
<b>final_close_reason:</b> Referred for Further Action<br>
|
|||
|
|
<b>final_close_date:</b> 3/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91605, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91306, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90401, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91733, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92037, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28472, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75287, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33155, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29406, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32256, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/4/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 42748, Kentucky<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 42642, Kentucky<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/4/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 67530, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89118, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71112, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/31/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10012, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/5/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92587, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78746, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75254, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75208, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 79407, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94043, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 87401, New Mexico<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30319, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92406, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11417, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20763, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12224, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 15222, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 52722, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14902, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48917, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11214, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95054, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08872, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10001, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 17055, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/5/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10956, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10455, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20036, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/5/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89128, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77842, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14221, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20006, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07962, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 40223, Kentucky<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11105, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19103, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19047, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19403, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92121, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92029, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60606, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60607, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60606, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/20/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 64086, Missouri<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 066101, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22150, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20774, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/31/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22031, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/31/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29945, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/2/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60487, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22314, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33133, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28213, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29081, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29501, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/6/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29072, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/2/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30305, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32804, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33116, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/9/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 34103, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/9/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 34110, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/16/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33131, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/31/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07018, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/9/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95828, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/9/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94563, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94563, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71270, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 79925, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75231, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75225, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/23/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77013, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18017, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92841, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95131, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 17868, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 87501, New Mexico<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 84126, Utah<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 97227, Oregon<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91301, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 99752, Alaska<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 99508, Alaska<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 97383, Oregon<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95670, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95134, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94105, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94104, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94404, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91406, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90028, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91710, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95050, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48309, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90017, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30144, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11797, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75251, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19801, Delaware<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07018, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08093, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07601, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7201, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18966, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 15215, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92660, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43452, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 46074, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49546, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 3/25/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20877, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21403, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23235, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28602, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29465, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 31909, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29642, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/29/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44854, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 01880, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22193, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33907, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75038, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11219, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10005, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10005, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30264, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07760, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19106, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 15370, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19107, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 61655, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20036, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 26062, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/3/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33825, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 40143, Kentucky<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 87502, New Mexico<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95403, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22314, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 05672, Vermont<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/6/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02124, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28602, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10550, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32819, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/20/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08873, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07047, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85085, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14534, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12203, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7205, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/3/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29681, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20032, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20032, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80002, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29526, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45214, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43055, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92571, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92008, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45801, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44306, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44240, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44460, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 46240, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60090, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60606, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 7/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60436, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 62703, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/5/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48837, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/5/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49015, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23185, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/6/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 53154, Wisconsin<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/6/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37215, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/6/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 55404, Minnesota<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 63801, Missouri<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 68134, Nebraska<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 67530, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19713, Delaware<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21202, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28697, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 27560, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85050, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30604, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30329, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32773, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37650, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30309, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 84014, Utah<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/5/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 93722, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95811, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77005, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77005, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77003, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 76112, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75204, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 10/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29601, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77060, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/6/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77064, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80216, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21031, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 67530, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85282, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85032, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89025, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/31/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98004, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98005, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98006, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89801, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45804, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 39201, Mississippi<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02116, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11501, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7920, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19102, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22314, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20037, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60638, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10018, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 52339, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10533, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 01773, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 83221, Idaho<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60062, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02920, Rhode Island<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 1960, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12701, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10601, New York<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/15/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 53511, Wisconsin<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06901, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21401, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 03431, New Hampshire<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/12/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 61944, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14127, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22304, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77056, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14210, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20705, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06484, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95002, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22201, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22306, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38112, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60638, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10004, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90040, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32256, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80027, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32266, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48035, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/1/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95864, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18232, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 46628, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89118, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/30/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12901, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25309, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07065, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77073, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11206, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 46628, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/12/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77379, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94103, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95670, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95405, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/20/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02914, Rhode Island<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71303, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95110, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28147, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20912, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/11/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 61244, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70112, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95002, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 46201, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80228, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43420, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/12/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91510, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78216, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/31/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43920, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33014, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91731, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75211, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06614, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 61704, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/5/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92101, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 24701, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92675, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 15132, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28112, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7932, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11757, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 96817, Hawaii<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/10/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 13676, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07632, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10027, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38120, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60173, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10001, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/3/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70118, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/11/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11691, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92037, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60604, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Referred for Further Action<br>
|
|||
|
|
<b>final_close_date:</b> 4/30/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22314, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60604, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Referred for Further Action<br>
|
|||
|
|
<b>final_close_date:</b> 4/30/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20814, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20191, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14103, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11797, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 52175, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18764, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 40391, Kentucky<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 65301, Missouri<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06053, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10303, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22151, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20001, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 73111, Oklahoma<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45764, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20783, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32084, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94558, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/2/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71202, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/18/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 01760, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95207, California<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/22/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48214, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 82001, Wyoming<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33907, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20009, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10004, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77042, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 93303, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71360, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 96826, Hawaii<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45042, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94574, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 62525, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 2908, Rhode Island<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/5/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19474, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28402, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 40906, Kentucky<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 52803, North Dakota<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94612, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10014, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/9/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11749, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/25/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21801, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22102, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77064, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/13/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 34668, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02738, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06901, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/24/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94901, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33134, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02840, Rhode Island<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10001, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92618, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 27601, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60559, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60559, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/20/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94596, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/10/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11952, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95691, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38122, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Signatures<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60068, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Signatures<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 03867, New Hampshire<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 11/17/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Signatures<br>
|
|||
|
|
<b>plan_year:</b> 2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10016, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/26/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77064, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43230, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/27/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77979, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/30/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90040, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92843, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90045, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95112, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94545, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98032, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 87532, New Mexico<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37129, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33440, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89130, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28206, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 26330, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/10/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20785, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21234, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 17055, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78216, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60532, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92071, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/25/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 05676, Vermont<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48084, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 46131, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 50322, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 67530, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 27518, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10154, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11050, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/2/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 34218, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10010, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/2/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02703, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 01742, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89106, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 83403, Idaho<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 64628, Missouri<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90091, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38635, Mississippi<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78064, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92660, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90232, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 34747, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44060, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95050, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/11/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23462, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48307, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37027, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90006, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85016, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 15220, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 99503, Alaska<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 99503, Alaska<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/6/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78408, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60609, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/4/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 27302, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20191, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98004, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37067, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/20/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 27604, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/10/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85741, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19720, Delaware<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75039, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94085, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/18/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08110, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60069, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07719, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25813, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90027, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45377, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94085, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08807, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 47170, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/24/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95050, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60527, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49546, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30337, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 51501, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 53216, Wisconsin<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 79761, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21224, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22314, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23228, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22033, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20716, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32256, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75237, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77056, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/12/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80202, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80202, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 84104, Utah<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 9/10/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 01613, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 63021, Missouri<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20007, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20850, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/18/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30097, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85012, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 84003, Utah<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/11/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89118, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/10/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94105, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91731, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75007, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85008, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92806, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91767, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35801, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/10/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 01810, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10019, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20783, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10019, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95037, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/26/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25143, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 17316, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92335, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/25/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07092, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94107, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22204, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32073, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90250, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30742, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/30/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71101, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94065, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30528, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95551, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75240, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80202, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77060, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/9/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10105, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/10/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90640, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90041, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/18/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92101, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70806, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02745, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/25/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 76043, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 76424, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02116, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08037, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10017, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7430, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48341, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12550, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 39505, Mississippi<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11797, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/15/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 2053, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77027, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/25/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 76226, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 06451, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/14/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11201, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10021, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90016, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20190, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60208, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60208, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 67214, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20794, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30742, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10004, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32817, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77013, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60654, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/11/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43215, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/30/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44854, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11357, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/12/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11980, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 86505, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98004, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10011, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/25/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18634, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 86505, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45150, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91367, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45040, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32784, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32771, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/18/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23227, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/20/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38119, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/25/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95605, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/18/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95605, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22102, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85546, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/14/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90043, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85012, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/11/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45505, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20910, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32812, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02189, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02919, Rhode Island<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33160, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10703, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20003, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 13501, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 13502, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90241, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89118, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7302, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07018, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08088, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 84401, Utah<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18055, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/7/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95128, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29063, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45176, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 55425, Minnesota<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 55431, Minnesota<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70043, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 68154, Nebraska<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/15/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 66762, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21286, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/10/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21046, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/11/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23220, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22309, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/18/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30236, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71369, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32407, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 50021, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/7/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 67530, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/22/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70448, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78249, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92626, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 84070, Utah<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89101, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90660, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/15/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90035, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 96814, Hawaii<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 83702, Idaho<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/20/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 55812, Minnesota<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/20/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 52722, Iowa<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02703, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/13/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02703, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12601, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80202, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10001, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/25/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92805, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 72702, Arkansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/10/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 58563, North Dakota<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/1/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35011, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 16678, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/10/2014<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20190, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/17/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70739, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 59457, Montana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 95353, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/27/2014<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92064, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75024, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10001, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/3/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7306, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08825, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 1/22/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 74146, Oklahoma<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20876, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60619, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 53703, Wisconsin<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38863, Mississippi<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/7/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20876, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11219, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/4/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 24523, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43215, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/4/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28716, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29615, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30240, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19312, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/7/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33762, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/25/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33173, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/8/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33907, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20854, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Referred for Further Action<br>
|
|||
|
|
<b>final_close_date:</b> 7/17/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 74820, Oklahoma<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/22/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 79721, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 42726, Kentucky<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/8/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 84111, Utah<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98662, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/24/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91012, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85005, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/1/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71291, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/13/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14802, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/31/2014<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11432, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 87001, New Mexico<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 8980, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48108, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/13/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10001, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10016, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44114, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/5/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44114, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/5/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44114, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/5/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30224, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23225, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 13421, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32826, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80907, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23112, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48170, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48124, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 63117, Missouri<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25550, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25271, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25271, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25271, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 25271, West Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/17/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 42240, Kentucky<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38134, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37129, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98663, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/28/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21029, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/16/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20910, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/16/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92192, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/4/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22102, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35758, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/8/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85295, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70546, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/17/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 72120, Arkansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35406, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/8/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 59806, Montana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/22/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07102, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92677, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22202, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77056, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/17/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 93012, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10024, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10802, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11706, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10038, New York<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 11/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10019, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/21/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 14895, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45202, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77061, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20190, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/9/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10022, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/9/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20018, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/16/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77060, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/9/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 72802, Arkansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 84060, Utah<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77503, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12901, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/26/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11357, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/3/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49749, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 24551, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20005, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/3/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07054, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/29/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11219, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33701, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30144, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/10/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33407, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/10/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 88005, New Mexico<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 59801, Montana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/21/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 77092, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94133, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70821, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/10/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70053, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 71841, Arkansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 72124, Arkansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/10/2014<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35950, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/8/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35061, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/8/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 13021, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 48180, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33304, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43054, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29501, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60606, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22312, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30236, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/13/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 73143, Oklahoma<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12095, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 99514, Alaska<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 1915, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/27/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11050, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/13/2014<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 85712, Arizona<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/9/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02119, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/21/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11207, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10011, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/29/2014<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10033, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/9/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 13323, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/9/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30080, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/27/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43612, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07013, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/4/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 38107, Tennessee<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19512, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/19/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 43220, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/4/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32114, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29578, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10024,<2C>New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/3/2014<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 92025, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29492, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 62304, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18020, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Later Filer<br>
|
|||
|
|
<b>plan_year:</b> 2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21029, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/16/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Deficient Filer<br>
|
|||
|
|
<b>plan_year:</b> 2012<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10038, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/6/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2007-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 98104, Washington<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2007-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 08830, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/15/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2007-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 97216, Oregon<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32034, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/11/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29526, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> over $100,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 66210, Kansas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/15/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30067, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/15/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 78212, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/15/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 70520, Louisiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 59068, Montana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80022, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/27/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02494, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10013, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/15/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 12095, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 93215, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 24506, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Referred for Further Action<br>
|
|||
|
|
<b>final_close_date:</b> 4/1/2013<br>
|
|||
|
|
<b>penalty_amount:</b> over $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44870, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 97362, Oregon<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/24/2009<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 23836, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/1/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 91406, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/26/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44116, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/10/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 02886, Rhode Island<br>
|
|||
|
|
<b>final_close_reason:</b> No Enforcement Action Taken<br>
|
|||
|
|
<b>final_close_date:</b> 2/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 34614, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/28/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 64503, Missouri<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/14/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19801, Delaware<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/7/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21031, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 89511, Nevada<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/30/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2008<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 19801, Delaware<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 13699, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/12/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2008-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 45804, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/14/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07032, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/11/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80304, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 1/9/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33309, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35210, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/16/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 33172, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11215, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/3/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75327, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/19/2010<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 07302, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/21/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44132, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/2/2011<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 64603, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/11/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21202, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/4/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94577, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> over $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2009<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75327, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/25/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 47704, Indiana<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11716, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/8/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 90813, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/16/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 6704, Connecticut<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/25/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75240, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/21/2013<br>
|
|||
|
|
<b>penalty_amount:</b> over $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2009-2011<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 21046, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/23/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60606, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/18/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 1901, Massachusetts<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/19/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20037, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/2/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 10005, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/24/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 29520, South Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/13/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 76504, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 3/12/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7726, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 2/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 94506, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/18/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 11758, New York<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 11/12/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $50,001 - $100,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60604, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 60604, Illinois<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 80751, Colorado<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 65203, Missouri<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7652, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 7054, New Jersey<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 18764, Pennsylvania<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 75203, Texas<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/21/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 37804, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 6/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 49418, Michigan<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 10/1/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 44460, Ohio<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/4/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20852, Maryland<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 9/10/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 93722, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 8/26/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30075, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 12/31/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 30442, Georgia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 7/1/2013<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 32804, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 34110, Florida<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 20011, District of Columbia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 28697, North Carolina<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/14/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 22306, Virginia<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/7/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td></tr> <tr><td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 96145, California<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 4/23/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $0-$10,000
|
|||
|
|
</div></td> <td><div class="googft-card-view" style="font-family:sans-serif;width:450px;padding:4px;border:1px solid #ccc;overflow:hidden">
|
|||
|
|
<b>case_type:</b> Non Filer<br>
|
|||
|
|
<b>plan_year:</b> 2010-2010<br>
|
|||
|
|
<b>plan_admin_zip_state:</b> 35564, Alabama<br>
|
|||
|
|
<b>final_close_reason:</b> Closed after Correspondence<br>
|
|||
|
|
<b>final_close_date:</b> 5/29/2012<br>
|
|||
|
|
<b>penalty_amount:</b> $10,001 - $50,000
|
|||
|
|
</div></td></tr></table></body></html>
|